Articles: 1-10 of 66
Opportunity Knots - Budget 2025
United Kingdom - November 26 2025 As the late, great author Douglas Adams nearly said 'I love opportunities. I love the whooshing noise they make as they go by.' The original quote…
Investment Association's Principles of Remuneration for 2026: what's changed?
United Kingdom - November 24 2025 The Investment Association's latest open letter to remuneration committee Chairs has a clear message: no changes to the Principles of Remuneration…
High Court dismisses challenge to FCA's decision to name firm in investigation announcement
United Kingdom - November 19 2025 In R (CIT) v Financial Conduct Authority (No 1) [2025] EWHC 2614 (Admin), the High Court dismissed a judicial review claim challenging the FCA's…
FSMA (Regulated Activities etc) (Amendment) (No 2) Order 2025 laid before Parliament
United Kingdom - November 14 2025 The ) has been laid before Parliament alongside an explanatory memorandum. The Order amends the Financial Services and Markets Act 2000 (Regulated…
Strategy for future retail payments infrastructure published
United Kingdom - November 12 2025 The Payments Vision Delivery Committee has published its strategy to guide the development of future UK retail payments infrastructure in line with…
FCA issues update about how to prevent and respond to romance fraud
United Kingdom - October 27 2025 Romance fraud is a growing financial crime, with cases rising by 9% last year. Victims are deceived into sending money to fraudsters who engineer…
FCA consults on how FCA Handbook will apply to cryptoasset activities
United Kingdom - September 26 2025 The FCA has published a consultation paper (CP25/25) HM Treasury is going to bring certain cryptoasset activities within the FCA's regulatory remit…
Market Watch 83: advisors' and brokers' systems and controls for handling inside information
United Kingdom - September 18 2025 The FCA has issued its latest market watch update. It carried out a series of reviews of corporate finance firms that provide advisory and corporate…
High Court decision highlights impact of settlement agreement on share option rights
United Kingdom - September 17 2025 In Dixon v GlobalData PLC [2025] EWHC 2156 (Ch), the High Court held that an employee whose share options had been treated as lapsed under their…
Upper Tribunal upholds FCA's market manipulation bans
United Kingdom - September 16 2025 The Upper Tribunal has upheld the FCA's decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services. The FCA…
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